Get the correct and accurate advice you need only from the very best in the field.
Our Partners are currently acting as external consultants to a number of existing Investment Firms on increasing spectrum of investment services (extending a license), structuring/restructuring units, procedures updating, internal operations manuals updating and redrafting.
Investment Firms External Consulting
Our Partners are currently acting as external consultants to a number of existing Investment Firms on:
- Increasing spectrum of investment services (extending a license)
- Obtaining cross-border licenses
- Establishing Branches
- Establishing Representative Offices
- Changing shareholders
- Structuring/restructuring units and departments
- Procedures updating
- Evaluation and analysis of systems and controls
- Internal Operations Manuals updating and redrafting
- Day-to-day operational issues and support
- Adjustments and changes of organizational structure
- Locating qualified management and personnel
- Reporting to the Regulator
- General strategic advice (related to regulatory matters)
- Policy Statements updating and drafting/redrafting
- Trading Book Policy statements
- Advice on capital adequacy requirements (available only to clients with annual engagements)
- Risk Management support and analysis
For more information and to compare our prices please feel free to contact us.